Following the entry into force of Regulation(EU) No 596/2014 of 16 April 2014, the following list sets forth thelegislation on Market Abuse:
FIRST-LEVEL REGULATIONS
Regulation (EU) No 596/2014 of 16 April 2014 onmarket abuse (market abuse regulation) and repealing Directive 2003/6/EC of theEuropean Parliament and of the Council and Commission Directives 2003/124/EC,2003/125/EC and 2004/72/EC;
SECOND-LEVEL REGULATIONS
- Commission Implementing Regulation (EU)2016/1055 of 29 June 2016 laying down implementing technical standards withregard to the technical means for appropriate public disclosure of insideinformation and for delaying the public disclosure of inside information inaccordance with Regulation (EU) No 596/2014 of the European Parliament and ofthe Council;
- Esma /2016/1130 - Final report Guidelines onthe Market Abuse Regulation – market soundings and delay of disclosure ofinside information;
- Commission Implementing Regulation (EU)2022/1210 of 13 July 2022 laying down implementing technical standards for theapplication of Regulation (EU) No 596/2014 of the European Parliament and ofthe Council with regard to the format of insider lists and their updates;
- Commission Implementing Regulation (EU)2016/523 of 10 March 2016 laying down implementing technical standards withregard to the format and template for notification and public disclosure ofmanagers’ transactions in accordance with Regulation (EU) No 596/2014 of theEuropean Parliament and of the Council;
- Commission Delegated Regulation (EU) 2016/522of 17 December 2015 supplementing Regulation (EU) No 596/2014 of the EuropeanParliament and of the Council as regards an exemption for certain thirdcountries public bodies and central banks, the indicators of marketmanipulation, the disclosure thresholds, the competent authority fornotifications of delays, the permission for trading during closed periods andtypes of notifiable managers’ transactions;
PENALTY REGULATIONS
Consolidated Law on Finance (June 2016) -Articles 180 to 187-septies and 193.
